Filing Details

Accession Number:
0001225208-14-000153
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-02 16:48:05
Reporting Period:
2014-01-02
Filing Date:
2014-01-02
Accepted Time:
2014-01-02 16:48:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259381 C Jane Morreau 850 Dixie Highway
Louisville KY 40210
Svp, Chief Production Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2014-01-02 5,275 $22.49 5,328 No 4 M Direct
Class B Common Disposition 2014-01-02 2,315 $74.79 3,013 No 4 S Direct
Class B Common Disposition 2014-01-02 2,960 $75.57 53 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Non-Qualified Stock Option (right to buy) Disposition 2014-01-02 5,275 $0.00 5,275 $22.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-05-01 2014-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 6,413 Direct
Class B Common 2,622 Indirect ESPP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $28.58 2008-05-01 2015-04-30 4,558 4,558 Direct
Class B Common Stock Appreciation Right $33.76 2010-05-01 2017-04-30 9,292 9,292 Direct
Class B Common Stock Appreciation Right $35.51 2011-05-01 2018-04-30 7,131 7,131 Direct
Class B Common Stock Appreciation Right $27.05 2012-05-01 2019-04-30 11,463 11,463 Direct
Class B Common Stock Appreciation Right $38.43 2013-05-01 2020-04-30 12,590 12,590 Direct
Class B Common Stock Appreciation Right $46.40 2014-05-01 2021-04-30 14,365 14,365 Direct
Class B Common Stock Appreciation Right $58.70 2015-05-01 2022-04-30 11,098 11,098 Direct
Class B Common Stock Appreciation Right $72.42 2016-05-01 2023-04-30 9,266 9,266 Direct
Class B Common Stock Appreciation Right $34.95 2006-07-27 2016-04-30 8,400 8,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-30 4,558 4,558 Direct
2017-04-30 9,292 9,292 Direct
2018-04-30 7,131 7,131 Direct
2019-04-30 11,463 11,463 Direct
2020-04-30 12,590 12,590 Direct
2021-04-30 14,365 14,365 Direct
2022-04-30 11,098 11,098 Direct
2023-04-30 9,266 9,266 Direct
2016-04-30 8,400 8,400 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.61to $75.00, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
  2. The closing price of BF-B ($75.57) on December 31, 2013 was used to calculate the tax withholding obligation.
  3. Total updated as of January 2, 2014 to reflect dividend reinvestment.
  4. The number of shares acquired through issuer's employee stock purchase plan as of December 26, 2013.