Filing Details

Accession Number:
0001206774-14-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-02 15:23:06
Reporting Period:
2013-12-31
Filing Date:
2014-01-02
Accepted Time:
2014-01-02 15:23:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793524 Research Frontiers Inc REFR Patent Owners & Lessors (6794) 112103466
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223064 R Michael Lapointe Vp-Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-21 1,500 $6.80 38,661 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2013-12-31 15,900 $0.00 15,900 $5.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
86,900 2013-12-31 2023-12-30 No 4 A Direct