Filing Details

Accession Number:
0001209191-14-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-02 09:20:38
Reporting Period:
2013-12-31
Filing Date:
2014-01-02
Accepted Time:
2014-01-02 09:20:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313918 Cifc Corp. CIFC Finance Services (6199) 202008622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517708 Dfr Holdings, Llc C/O Columbus Nova
900 Third Avenue, 19Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-31 1,000,000 $9.00 14,658,586 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2013-12-31 2,000,000 $2.63 2,000,000 $6.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000,000 2013-12-31 2014-09-24 No 4 P Direct