Filing Details

Accession Number:
0001181431-13-065072
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-31 20:00:52
Reporting Period:
2013-12-27
Filing Date:
2013-12-31
Accepted Time:
2013-12-31 20:00:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1114220 Keryx Biopharmaceuticals Inc KERX Pharmaceutical Preparations (2834) 134087132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434718 Iii F James Oliviero C/O Keryx Biopharmaceuticals, Inc.
750 Lexington Avenue
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-27 30,000 $12.68 525,929 No 4 S Direct
Common Stock Disposition 2013-12-30 49,500 $12.62 476,429 No 4 S Direct
Common Stock (Exercise Of Stock Options) Acquisiton 2013-12-30 30,000 $4.59 506,429 No 4 M Direct
Common Stock Disposition 2013-12-30 30,000 $12.64 476,429 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Footnotes
  1. Sale of a total of 79,500 shares of common stock was made in order to satisfy Mr. Oliviero's income tax withholding obligation upon the vesting of 150,000 shares of restricted stock on a corporate milestone. Such sale was transacted in accordance with the Issuer's corporate policies regarding the vesting of restricted stock.
  2. Reflects the weighted average sale price. The range of prices for such transaction is $12.65 to $12.82.
  3. Includes 296,537 shares of restricted stock.
  4. Reflects the weighted average sale price. The range of prices for such transaction is $12.60 to $12.72.
  5. Reflects the exercise and sale of 30,000 stock options which were due to expire on January 2, 2014 (10 years following their grant date).
  6. Reflects the weighted average sale price. The range of prices for such transaction is $12.60 to $12.74.
  7. Following the transactions reported on this Form 4, Mr. Oliviero holds 476,429 shares of Keryx common stock (of which 296,537 are restricted shares) and 327,616 stock options.