Filing Details

Accession Number:
0001441634-13-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-30 18:39:11
Reporting Period:
2013-12-26
Filing Date:
2013-12-30
Accepted Time:
2013-12-30 18:39:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570993 E. Anthony Maslowski C/O Avago Technologies U.s. Inc.
350 West Trimble Road
San Jose CA 95131
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-12-26 5,000 $15.96 71,168 No 4 M Direct
Ordinary Shares Disposition 2013-12-26 5,000 $52.61 66,168 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Options (right to buy) Disposition 2013-12-26 5,000 $0.00 5,000 $15.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-30 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2011.
  2. Includes 61,668 restricted share units ("RSUs")
  3. Transaction executed in multiple trades at prices ranging from $52.48 to $52.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Option was fully vested as of December 1, 2013.