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Home > Insider Trading > Filing (0001206774-13-004628)

Filing Details

Accession Number:: 0001206774-13-004628
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-26 19:41:57
Reporting Period:: 2013-12-26

Filing Date:: 2013-12-26
Accepted Time:: 2013-12-26 19:41:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880562	Daegis Inc.	DAEG	Services-Prepackaged Software (7372)	942710559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1448484	K Susan Conner	600 E. Las Colinas Blvd 1500 Dallas TX 75039	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-23	9,281	$1.21	9,281	No	4	P	Direct
Common Stock	Acquisiton	2013-12-23	9,334	$1.22	18,615	No	4	P	Direct
Common Stock	Acquisiton	2013-12-23	13,381	$1.19	31,996	No	4	P	Direct
Common Stock	Acquisiton	2013-12-23	4,204	$1.16	36,200	No	4	P	Direct
Common Stock	Acquisiton	2013-12-23	100	$1.16	36,300	No	4	P	Direct
Common Stock	Acquisiton	2013-12-24	6,137	$1.23	42,437	No	4	P	Direct
Common Stock	Acquisiton	2013-12-24	2,963	$1.22	45,400	No	4	P	Direct
Common Stock	Acquisiton	2013-12-26	700	$1.23	46,100	No	4	P	Direct
Common Stock	Acquisiton	2013-12-26	3,900	$1.21	50,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.10		2023-05-29	150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-05-29	150,000	150,000	Direct

Footnotes

Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on May 29, 2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.