Filing Details

Accession Number:
0001181431-13-064570
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-26 17:33:32
Reporting Period:
2013-12-23
Filing Date:
2013-12-26
Accepted Time:
2013-12-26 17:33:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1140310 Zbb Energy Corp ZBB Electric Services (4911) 391987014
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510594 A Jeffrey Reichard W353 N6318 Marina Drive
Oconomowoc WI 53066
Chief Technology Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-23 20,000 $0.86 140,000 No 4 S Direct
Common Stock Disposition 2013-12-23 10,000 $0.96 130,000 No 4 S Direct
Common Stock Disposition 2013-12-24 20,000 $0.95 110,000 No 4 S Direct
Common Stock Disposition 2013-12-26 20,000 $0.95 90,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,130 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.85 to $0.92, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Represents shares of common stock held by TE Holdings Group, LLC. Mr. Reichard owns 100% of TE Holdings Group, LLC.
  3. Reflects effect of one-for-five reverse stock split effected on October 31, 2013.
  4. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.956 to $0.9805, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.