Filing Details

Accession Number:
0001181431-13-064562
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-26 16:29:55
Reporting Period:
2013-12-23
Filing Date:
2013-12-26
Accepted Time:
2013-12-26 16:29:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6845 Apogee Enterprises Inc. APOG Glass Products, Made Of Purchased Glass (3231) 410919654
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233873 S James Porter 4400 West 78Th Street
Suite 520
Minneapolis MN 55435
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-28 150 $0.00 115,009 No 4 G Direct
Common Stock Disposition 2013-07-16 70 $0.00 114,939 No 4 G Direct
Common Stock Disposition 2013-07-16 70 $0.00 114,869 No 4 G Direct
Common Stock Acquisiton 2013-12-23 5,101 $14.10 119,970 No 4 M Direct
Common Stock Disposition 2013-12-23 3,482 $36.40 116,488 No 4 D Direct
Common Stock Acquisiton 2013-12-23 19,378 $15.77 135,866 No 4 M Direct
Common Stock Disposition 2013-12-23 13,689 $36.40 122,177 No 4 D Direct
Common Stock Disposition 2013-12-26 200 $35.87 0 No 4 S Indirect By Daughter
Common Stock Disposition 2013-12-26 150 $35.87 0 No 4 S Indirect By Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 G Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Indirect By Daughter
No 4 S Indirect By Son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-12-23 5,101 $0.00 5,101 $14.10
Common Stock Stock Appreciation Rights Disposition 2013-12-23 19,378 $0.00 19,378 $15.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-04-13 No 4 M Direct
0 2016-04-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,559 Indirect 401(k) Plan
Footnotes
  1. Includes shares acquired under the ESPP as of 9/30/13 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
  2. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/13 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
  3. Currently 100% exercisable.