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Filing Details

Accession Number:
0001437749-13-016422
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-24 17:25:41
Reporting Period:
2013-12-20
Filing Date:
2013-12-24
Accepted Time:
2013-12-24 17:25:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1307579 Liqtech International Inc LIQT Misc Industrial & Commercial Machinery & Equipment (3590) 201431677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528434 Soren Degn Industriparken 22C
Ballerup G7 2750
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-20 4,000 $2.21 475,932 No 4 S Indirect See footnote.
Common Stock Disposition 2013-12-23 20,000 $2.13 455,932 No 4 S Indirect See footnote.
Common Stock Disposition 2013-12-24 49,200 $2.12 406,732 No 4 S Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote.
No 4 S Indirect See footnote.
No 4 S Indirect See footnote.
Footnotes
  1. Includes indirect ownership of 54,800 shares and 113,000 shares owned by LD Consulting ApS (former SHD Invest ApS) and LHD Invest ApS, respectively, each of which is a Danish entity. The voting and disposition of the shares owned by LD Consulting ApS and LHD Invest ApS are controlled by Mr. Degn. Also includes direct ownership of 50,000 shares of common stock, and direct ownership of 50,000 warrants with a strike price of $2.70 and the vested portion of 208,399 stock options, of which 150,000 stock options have an exercise price of $3.00 and vested in three equal annual installments on August 24, 2011, September 1, 2012 and September 1, 2013 and 58,399 stock options have an exercise price of $3.28 and vest in three equal annual installments on March 23, 2012, March 23, 2013 and March 23, 2014.