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Home > Insider Trading > Filing (0001415889-13-002652)

Filing Details

Accession Number:: 0001415889-13-002652
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-24 16:15:48
Reporting Period:: 2013-12-20

Filing Date:: 2013-12-24
Accepted Time:: 2013-12-24 16:15:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1169770	Banc Of California Inc.	BANC	National Commercial Banks (6021)	043639825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506119	Richard Herrin	C/O Banc Of California, Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612	Chief Administrative Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-20	25,000	$11.60	37,786	No	4	M	Direct
Common Stock	Disposition	2013-12-20	21,184	$13.69	16,602	No	4	F	Direct
Common Stock	Disposition	2013-12-20	3,816	$13.69	12,786	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Purchase)	Disposition	2013-12-20	25,000	$11.60	65,000	$11.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000		2020-11-17	No	4	M	Direct

Footnotes

The shares vested in one-third, annual increments beginning November 17, 2011 and became fully vested on November 17, 2013.