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Home > Insider Trading > Filing (0001397911-13-000107)

Filing Details

Accession Number:
0001397911-13-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-24 16:10:21
Reporting Period:
2013-12-23
Filing Date:
2013-12-24
Accepted Time:
2013-12-24 16:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Financial Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405298 S James Putnam C/O Lpl Financial Holdings Inc.
75 State Street
Boston MA 02109		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-23 30,000 $46.00 164,280 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2012.