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Filing Details

Accession Number:
0001225208-13-026000
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-24 12:10:32
Reporting Period:
2013-12-20
Filing Date:
2013-12-24
Accepted Time:
2013-12-24 12:10:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331254 J Douglas Probst 810 Dsw Drive
Columbus OH 43219
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2013-12-20 49,898 $19.94 76,078 No 4 M Direct
Class A Common Shares Acquisiton 2013-12-20 30,970 $12.34 107,048 No 4 M Direct
Class A Common Shares Acquisiton 2013-12-20 20,000 $8.84 127,048 No 4 M Direct
Class A Common Shares Acquisiton 2013-12-20 13,162 $17.43 140,210 No 4 M Direct
Class A Common Shares Acquisiton 2013-12-20 6,468 $26.66 146,678 No 4 M Direct
Class A Common Shares Disposition 2013-12-20 38,333 $41.75 108,345 No 4 S Direct
Class A Common Shares Disposition 2013-12-20 82,165 $41.75 26,180 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Stock Option - Right to Buy Disposition 2013-12-20 13,162 $0.00 13,162 $17.43
Class A Common Shares Stock Option - Right to Buy Disposition 2013-12-20 30,970 $0.00 30,970 $12.34
Class A Common Shares Stock Option - Right to Buy Disposition 2013-12-20 6,468 $0.00 6,468 $26.66
Class A Common Shares Stock Option - Right to Buy Disposition 2013-12-20 49,898 $0.00 49,898 $19.94
Class A Common Shares Stock Option - Right to Buy Disposition 2013-12-20 20,000 $0.00 20,000 $8.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,744 2021-03-22 No 4 M Direct
20,648 2020-03-23 No 4 M Direct
25,878 2022-03-27 No 4 M Direct
0 2012-04-05 2017-04-05 No 4 M Direct
0 2010-06-28 2015-06-28 No 4 M Direct
Footnotes
  1. Amount of securities beneficially owned by the insider has been adjusted to reflect a 2-for-1 stock split that occurred on November 2, 2013.
  2. The previously reported option has been adjusted to reflect a 2-for-1 stock split that occurred on November 2, 2013.
  3. Option vests 20% per year beginning on the first anniversary of the date of grant.