Filing Details

Accession Number:
0001437749-13-016402
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-24 06:04:52
Reporting Period:
2013-12-20
Filing Date:
2013-12-24
Accepted Time:
2013-12-24 06:04:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790715 Sigma Designs Inc SIGM Semiconductors & Related Devices (3674) 942848099
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903902 Q Thinh Tran C/O Sigma Designs, Inc.
1778 Mccarthy Blvd.
Milpitas CA 95035
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-20 343,410 $5.50 1,028,317 No 4 P Direct
Common Stock Acquisiton 2013-12-20 111,136 $5.50 1,139,453 No 4 P Direct
Common Stock Disposition 2013-12-20 9,395 $4.40 1,130,058 No 4 F Direct
Common Stock Disposition 2013-12-20 5,333 $4.40 1,124,725 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 F Direct
No 4 F Direct
Footnotes
  1. Payment of exercise tax liability by withholding securities incident to the vesting of stock.