Filing Details

Accession Number:
0001127602-13-035546
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-23 19:26:40
Reporting Period:
2013-12-20
Filing Date:
2013-12-23
Accepted Time:
2013-12-23 19:26:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38777 Franklin Resources Inc BEN Investment Advice (6282) 132670991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181596 A Kenneth Lewis C/O Franklin Resources, Inc.
One Franklin Parkway
San Mateo CA 94403-1906
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Disposition 2013-12-20 9,300 $56.68 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.10 124,021 Direct
Common Stock, Par Value $.10 1,774 Indirect By 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.673 to $56.692, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power. Shares previously reported by Reporting Person under direct shares.
  3. Of the amount of securities beneficially owned, 45,386 shares represent unvested restricted stock awards.
  4. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2013.