Filing Details

Accession Number:
0001209191-13-058482
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-23 18:52:51
Reporting Period:
2013-12-20
Filing Date:
2013-12-23
Accepted Time:
2013-12-23 18:52:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216543 D Paul Arling 201 E. Sandpointe Avenue
Suite 800
Santa Ana CA 92707-6708
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-20 4,000 $16.25 139,161 No 4 M Direct
Common Stock Disposition 2013-12-20 4,000 $38.16 135,161 No 4 S Direct
Common Stock Acquisiton 2013-12-23 7,588 $16.25 142,749 No 4 M Direct
Common Stock Disposition 2013-12-23 7,588 $38.53 135,161 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Rt to Buy) Disposition 2013-12-20 4,000 $16.25 4,000 $16.25
Common Employee Stock Option (Rt to Buy) Disposition 2013-12-23 7,588 $16.25 7,588 $16.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
238,700 2010-09-10 2019-03-10 No 4 M Direct
231,112 2010-12-10 2019-03-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Spouse
Footnotes
  1. This is the weighted average of the price traded. The high was $38.20 and the low was $38.15.
  2. This is the weighted average of the price traded. The high was $39.00 and the low was $38.20.
  3. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.