Filing Details

Accession Number:
0001209191-13-058420
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-23 16:36:14
Reporting Period:
2013-12-19
Filing Date:
2013-12-23
Accepted Time:
2013-12-23 16:36:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809933 Ecology & Environment Inc EEI Services-Engineering Services (8711) 160971022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933329 B Frank Silvestro 368 Pleasant View Drive
Lancaster NY 14086
Executive Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-12-19 1,000 $11.08 1,000 No 4 P Indirect by spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 292,052 Direct
Class A Common Stock 4,000 Direct
Footnotes
  1. Convertible one-for-one into Class A Common Stock
  2. Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by certain members of their families and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that a majority of shares held by the reporting person are subject to the Agreement.
  3. The reporting person disclaims beneficial ownership of these securities owned by his wife