Filing Details
- Accession Number:
- 0001209191-10-040839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-03 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-03
- Accepted Time:
- 2010-08-03 17:05:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1044566 | Cna Surety Corp | SUR | Surety Insurance (6351) | 344144905 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207771 | A Thomas Pottle | 624 Pottawamie Trail Batavia IL 60510 | Svp. Credit And Field Op | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cna Surety Stock | Acquisiton | 2010-08-03 | 4,000 | $13.05 | 6,000 | No | 4 | M | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 100 | $17.75 | 5,900 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 100 | $17.76 | 5,800 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 100 | $17.78 | 5,700 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 1,600 | $17.75 | 4,100 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 200 | $17.77 | 3,900 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 100 | $17.82 | 3,800 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 300 | $17.80 | 3,500 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 500 | $17.79 | 3,000 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 301 | $17.83 | 2,699 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 99 | $17.84 | 2,600 | No | 4 | S | Direct | |
| Cna Surety Stock Options | Disposition | 2010-08-03 | 600 | $17.83 | 2,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | CNA Surety Stock Options | Disposition | 2010-08-03 | 1,000 | $0.00 | 1,000 | $13.05 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-08-03 | 1,000 | $0.00 | 1,000 | $13.05 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-08-03 | 1,000 | $0.00 | 1,000 | $13.05 |
| Common Stock | CNA Surety Stock Options | Disposition | 2010-08-03 | 1,000 | $0.00 | 1,000 | $13.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-03-06 | 2011-03-06 | No | 4 | M | Direct |
| 0 | 2003-03-06 | 2011-03-06 | No | 4 | M | Direct |
| 0 | 2004-03-06 | 2011-03-06 | No | 4 | M | Direct |
| 0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
Footnotes
- Employee exercised options.
Billionaire Hedge Funds
