Filing Details

Accession Number:
0001209191-10-039961
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-28 13:00:00
Reporting Period:
2010-07-26
Filing Date:
2010-07-28
Accepted Time:
2010-07-28 19:40:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-26 1,300 $17.06 4,558,682 No 4 S Direct
Common Stock Disposition 2010-07-26 400 $17.07 4,558,282 No 4 S Direct
Common Stock Disposition 2010-07-26 500 $17.07 4,557,782 No 4 S Direct
Common Stock Disposition 2010-07-26 400 $17.08 4,557,382 No 4 S Direct
Common Stock Disposition 2010-07-26 100 $17.09 4,557,282 No 4 S Direct
Common Stock Disposition 2010-07-26 200 $17.09 4,557,082 No 4 S Direct
Common Stock Disposition 2010-07-26 100 $17.10 4,556,982 No 4 S Direct
Common Stock Disposition 2010-07-26 300 $17.11 4,556,682 No 4 S Direct
Common Stock Disposition 2010-07-26 1,300 $17.12 4,555,382 No 4 S Direct
Common Stock Disposition 2010-07-26 1,560 $17.13 4,553,822 No 4 S Direct
Common Stock Disposition 2010-07-26 300 $17.14 4,553,522 No 4 S Direct
Common Stock Disposition 2010-07-26 1,501 $17.14 4,552,021 No 4 S Direct
Common Stock Disposition 2010-07-26 1,016 $17.15 4,551,005 No 4 S Direct
Common Stock Disposition 2010-07-26 6,906 $17.15 4,544,099 No 4 S Direct
Common Stock Disposition 2010-07-26 700 $17.16 4,543,399 No 4 S Direct
Common Stock Disposition 2010-07-26 3,134 $17.16 4,540,265 No 4 S Direct
Common Stock Disposition 2010-07-26 200 $17.17 4,540,065 No 4 S Direct
Common Stock Disposition 2010-07-26 4,524 $17.17 4,535,541 No 4 S Direct
Common Stock Disposition 2010-07-26 2,300 $17.18 4,533,241 No 4 S Direct
Common Stock Disposition 2010-07-26 200 $17.18 4,533,041 No 4 S Direct
Common Stock Disposition 2010-07-26 5,109 $17.18 4,527,932 No 4 S Direct
Common Stock Disposition 2010-07-26 600 $17.19 4,527,332 No 4 S Direct
Common Stock Disposition 2010-07-26 2,500 $17.19 4,524,832 No 4 S Direct
Common Stock Disposition 2010-07-26 200 $17.20 4,524,632 No 4 S Direct
Common Stock Disposition 2010-07-26 2,100 $17.20 4,522,532 No 4 S Direct
Common Stock Disposition 2010-07-26 1,300 $17.21 4,521,232 No 4 S Direct
Common Stock Disposition 2010-07-26 900 $17.22 4,520,332 No 4 S Direct
Common Stock Disposition 2010-07-26 1,357 $17.22 4,518,975 No 4 S Direct
Common Stock Disposition 2010-07-26 1,800 $17.23 4,517,175 No 4 S Direct
Common Stock Disposition 2010-07-26 300 $17.24 4,516,875 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.