Filing Details

Accession Number:
0001209191-10-042615
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-13 13:00:00
Reporting Period:
2010-08-11
Filing Date:
2010-08-13
Accepted Time:
2010-08-13 18:27:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
858803 Avanir Pharmaceuticals Inc. AVNR Pharmaceutical Preparations (2834) 330314804
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280154 Christine Ocampo 101 Enterprise, Suite 300
Aliso Viejo CA 92656
Vice President, Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-11 16,250 $1.20 58,232 No 4 M Direct
Common Stock Acquisiton 2010-08-11 12,000 $0.88 70,232 No 4 M Direct
Common Stock Disposition 2010-08-11 15,669 $3.11 54,563 No 4 S Direct
Common Stock Disposition 2010-08-11 12,581 $3.10 41,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-08-11 16,250 $0.00 16,250 $1.20
Common Stock Stock Option (right to buy) Disposition 2010-08-11 12,000 $0.00 12,000 $0.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,750 2017-03-29 No 4 M Direct
36,000 2018-07-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,900 Indirect By spouse
Footnotes
  1. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.
  2. The proceeds from such sales were used in part to pay required tax withholdings due upon vesting of restricted stock units previously granted to the Reporting Person.
  3. These shares are held by the Reporting Person's spouse, which are deemed beneficially owned by the Reporting Person.
  4. Options vest in accordance with the following schedule: 25% of the shares on the first anniversary of the date of grant, which was March 29, 2007, and with respect to an additional 6.25% of the Shares quarterly thereafter for the next three years.
  5. The options to purchase 48,000 shares of Common Stock were granted upon the achievement of certain performance goals relating to the clinical development of Zenvia. Upon achievement of the performance goals, the option vested with respect to 6.25% of the underlying shares and will continue to vest with respect to 6.25% of the underlying shares on a quarterly basis over 15 quarters.