Filing Details

Accession Number:
0001104659-10-038382
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-16 13:00:00
Reporting Period:
2010-07-14
Filing Date:
2010-07-16
Accepted Time:
2010-07-16 16:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945989 Astea International Inc ATEA Services-Prepackaged Software (7372) 232119058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1162729 B Robert Ashton 33 South Main Street
Hanover NH 03755
No No No Yes
1305456 V Kernan Oberting 33 South Main Street
Hanover NH 03755
No No No Yes
1450205 Kvo Capital Management, Llc 33 South Main Street
Hanover NH 03755
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-14 4,240 $2.49 439,281 No 4 P Indirect Shares are held in private accounts over which KVO has voting and dispositive power
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares are held in private accounts over which KVO has voting and dispositive power
Footnotes
  1. Includes 368,132 shares held in private accounts over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over shares held in these accounts is revocable on or after December 31, 2010. Also includes 38,533 shares held in a private account on behalf of Mr. Ashton, a portfolio manager of KVO, over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over these shares is revocable if Mr. Ashton terminates his employment with KVO, at which time the right to vote and dispose of those shares will revert to him.
  2. Mr. Oberting is the Managing Member of KVO. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Exchange Act"), Mr. Oberting may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Oberting disclaims beneficial ownership of any of the securities covered by this Form 4
  3. Mr. Ashton is a portfolio manager of KVO. By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Ashton may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Ashton disclaims beneficial ownership of any of the securities covered by this Form 4 other than the shares held in a private account on behalf of Mr. Ashton and reported above.
  4. Represents the weighted average purchase price for the transactions. The range for the transactions is $2.45 and $2.50.