Filing Details
- Accession Number:
- 0001181431-10-041479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-11 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-11
- Accepted Time:
- 2010-08-11 17:18:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188832 | D Jeffrey Pinneo | Horizon Air Industries Inc 19521 International Blvd Seattle WA 98188 | Former Pres & Ceo, Horizon Air | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-09 | 30,000 | $27.85 | 37,932 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-09 | 10,800 | $26.10 | 48,732 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 19,603 | $53.00 | 29,129 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 21,197 | $54.00 | 7,932 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 30,000 | $0.00 | 30,000 | $27.85 |
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 10,800 | $0.00 | 10,800 | $26.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-31 | 2012-05-31 | No | 4 | M | Direct |
| 0 | 2008-03-01 | 2014-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,400 | Direct | |
| Common Stock | 3,571 | Indirect | ESOP TRUST |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NO LONGER SUBJECT TO FORFEITURE BUT UNVESTED.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
- OPTIONS VESTED IN EQUAL INSTALLMENTS OVER FOUR YEARS AND WERE FULL EXERCISABLE AS OF 5/31/2006.
- OPTIONS VESTED IN FOUR EQUAL INSTALLMENTS OVER FOUR YEARS AND WERE FULLY EXERCISABLE AS OF 3/1/2008.
Billionaire Hedge Funds
