Filing Details

Accession Number:
0001127602-10-020789
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-06 13:00:00
Reporting Period:
2010-08-04
Filing Date:
2010-08-06
Accepted Time:
2010-08-06 08:42:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005817 Tompkins Financial Corp TMP State Commercial Banks (6022) 161482357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1137092 B Robert Bantle Tompkins Financial Corporation
P.o. Box 460
Ithaca NY 14851
Exec. Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-04 6,041 $29.30 8,386 No 4 M Direct
Common Stock Disposition 2010-08-04 6,267 $41.54 2,119 No 4 S Direct
Common Stock Acquisiton 2010-08-04 226 $25.79 2,345 No 4 M Direct
Common Stock Acquisiton 2010-08-05 2,638 $29.30 4,983 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (Right to Buy) Disposition 2010-08-04 6,041 $0.00 6,041 $29.30
Common Stock Incentive Stock Option (Right to Buy) Disposition 2010-08-04 226 $0.00 226 $25.78
Common Stock Incentive Stock Option (Right to Buy) Disposition 2010-08-05 2,638 $0.00 2,638 $29.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,744 2012-09-30 No 4 M Direct
0 2011-07-24 No 4 M Direct
106 2012-09-30 No 4 M Direct
Footnotes
  1. The stock option becomes exercisable in four installments commencing two years after the grant date.