Filing Details
- Accession Number:
- 0001209191-10-037686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-07 13:00:00
- Reporting Period:
- 2010-07-06
- Filing Date:
- 2010-07-07
- Accepted Time:
- 2010-07-07 17:04:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-06 | 100 | $12.30 | 4,712,743 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 700 | $12.30 | 4,712,043 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,000 | $12.31 | 4,711,043 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 300 | $12.31 | 4,710,743 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,200 | $12.32 | 4,709,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 5 | $12.33 | 4,709,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 400 | $12.34 | 4,709,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.35 | 4,709,038 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.36 | 4,708,938 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,200 | $12.37 | 4,707,738 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,200 | $12.41 | 4,706,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 400 | $12.42 | 4,706,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.42 | 4,706,038 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 900 | $12.43 | 4,705,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.44 | 4,705,038 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 900 | $12.45 | 4,704,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.45 | 4,704,038 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 900 | $12.45 | 4,703,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.46 | 4,703,038 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 200 | $12.46 | 4,702,838 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 700 | $12.47 | 4,702,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 500 | $12.48 | 4,701,638 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 300 | $12.49 | 4,701,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 3,800 | $12.50 | 4,697,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 200 | $12.51 | 4,697,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 2,500 | $12.51 | 4,694,838 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.52 | 4,694,738 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 600 | $12.52 | 4,694,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 400 | $12.53 | 4,693,738 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,700 | $12.53 | 4,692,038 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.