Filing Details
- Accession Number:
- 0001209191-10-037689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-07 13:00:00
- Reporting Period:
- 2010-07-06
- Filing Date:
- 2010-07-07
- Accepted Time:
- 2010-07-07 17:06:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-07-06 | 300 | $12.54 | 4,691,738 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 1,000 | $12.54 | 4,690,738 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 600 | $12.55 | 4,690,138 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 3,400 | $12.55 | 4,686,738 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 1,200 | $12.56 | 4,685,538 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 8,300 | $12.56 | 4,677,238 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 400 | $12.57 | 4,676,838 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 100 | $12.57 | 4,676,738 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 100 | $12.57 | 4,676,638 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 3,289 | $12.57 | 4,673,349 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 400 | $12.58 | 4,672,949 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 5 | $12.59 | 4,672,944 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 800 | $12.60 | 4,672,144 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 500 | $12.61 | 4,671,644 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 300 | $12.62 | 4,671,344 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 500 | $12.63 | 4,670,844 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
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