Filing Details

Accession Number:
0001140361-10-030455
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-27 13:00:00
Reporting Period:
2010-07-23
Filing Date:
2010-07-27
Accepted Time:
2010-07-27 16:02:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468702 China Investment Corp New Poly Plaza
No. 1 Chaoyangmen Beidajie, Dongcheng
Beijing F4 100010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-23 1,875,000 $27.05 166,507,379 No 4 S Indirect Through wholly owned subsidiaries
Common Stock Disposition 2010-07-26 2,750,000 $27.04 166,507,379 No 5 S Indirect Through wholly owned subsidiaries
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through wholly owned subsidiaries
No 5 S Indirect Through wholly owned subsidiaries
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock PEPS Units $0.00 2010-08-17 2011-08-17 116,062,911 5,579,143 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-08-17 116,062,911 5,579,143 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.19, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
  3. Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.
  4. Previously reported. Each PEPS Unit will be settled for 20.80300 shares of Common Stock.