Filing Details

Accession Number:
0000930413-10-004401
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-13 13:00:00
Reporting Period:
2010-08-11
Filing Date:
2010-08-13
Accepted Time:
2010-08-13 06:12:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054303 Rodman & Renshaw Capital Group Inc. RODM Security Brokers, Dealers & Flotation Companies (6211) 841374481
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349193 Wesley Clark 1251 Avenue Of The Americas
New York NY 10020
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-11 5,000 $2.21 15,000 No 4 P Direct
Common Stock Acquisiton 2010-08-12 2,300 $2.17 17,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option $3.78 2011-12-21 425,980 425,980 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-21 425,980 425,980 Direct
Footnotes
  1. Immediate.