Filing Details
- Accession Number:
- 0001140361-10-028849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-08 13:00:00
- Reporting Period:
- 2010-07-06
- Filing Date:
- 2010-07-08
- Accepted Time:
- 2010-07-08 15:36:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908598 | Aetrium Inc | ATRM | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 411439182 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289448 | G Timothy Foley | 2350 Helen Street North St. Paul MN 55109 | Vp Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-06 | 4,500 | $2.23 | 9,463 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-06 | 4,500 | $3.02 | 4,963 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-07 | 5,500 | $2.23 | 10,463 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-07 | 5,500 | $2.93 | 4,963 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2010-07-06 | 4,500 | $2.23 | 4,500 | $2.23 |
| Common Stock | Stock Options | Disposition | 2010-07-07 | 5,500 | $2.23 | 5,500 | $2.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,500 | 2010-08-17 | No | 4 | M | Direct | |
| 0 | 2010-08-17 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2009 and amended on December 11, 2009.
- These options were immediately exercisable upon grant.
- This transaction was executed in multiple trades at prices ranging from $2.86 to $3.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Aetrium or a shareholder of Aetrium full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $2.86 to $3.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Aetrium or a shareholder of Aetrium full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
