Filing Details

Accession Number:
0000873303-10-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-29 13:00:00
Reporting Period:
2010-07-28
Filing Date:
2010-07-29
Accepted Time:
2010-07-29 20:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873303 Avi Biopharma Inc AVII Pharmaceutical Preparations (2834) 930797222
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321265 Leslie Hudson 3450 Monte Villa Parkway, Suite 101
Bothell WA 98021
Former Ceo No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-28 183,486 $1.09 568,045 No 4 M Direct
Common Stock Disposition 2010-07-28 70,000 $1.81 498,045 No 4 S Direct
Common Stock Disposition 2010-07-28 30,000 $1.82 468,045 No 4 S Direct
Common Stock Disposition 2010-07-28 35,200 $1.82 432,845 No 4 S Direct
Common Stock Disposition 2010-07-28 8,101 $1.83 424,744 No 4 S Direct
Common Stock Disposition 2010-07-28 16,348 $1.84 408,396 No 4 S Direct
Common Stock Disposition 2010-07-28 23,837 $1.85 384,559 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2010-07-28 183,486 $0.00 183,486 $1.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
183,486 2009-02-08 2018-02-08 No 4 M Direct
Footnotes
  1. This transaction is a part of a Same Day Sale Transaction. The optionholder exercised his options and sold the shares on the same day.
  2. The Company originally granted a total of 366,972 options to vest 25% annually over 4 years. On 4/20/2010, the Company accelerated all 183,486 unvested shares.