Filing Details

Accession Number:
0001209191-10-042353
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-12 13:00:00
Reporting Period:
2010-08-10
Filing Date:
2010-08-12
Accepted Time:
2010-08-12 17:15:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889423 Satcon Technology Corp SATC Semiconductors & Related Devices (3674) 042857552
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241831 J Philip Deutch 1700 K Street Nw
Suite 750
Washington DC 20006
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-10 7,631,036 $1.25 7,631,036 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 2,592,064 $3.68 5,038,972 No 4 F Indirect See Footnote
Common Stock Acquisiton 2010-08-10 253,580 $1.25 5,292,552 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 86,135 $3.68 5,206,417 No 4 F Indirect See Footnote
Common Stock Acquisiton 2010-08-10 30,951 $1.66 5,237,368 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 13,962 $3.68 5,223,406 No 4 F Indirect See Footnote
Common Stock Acquisiton 2010-08-10 4,042 $1.66 5,227,448 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 1,824 $3.68 5,225,624 No 4 F Indirect See Footnote
Common Stock Acquisiton 2010-08-10 152,000 $1.80 5,377,624 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 74,348 $3.68 5,303,276 No 4 F Indirect See Footnote
Common Stock Acquisiton 2010-08-10 7,164 $1.66 5,310,440 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 3,232 $3.68 5,307,208 No 4 F Indirect See Footnote
Common Stock Acquisiton 2010-08-10 19,354 $1.66 5,326,562 No 4 M Indirect See Footnote
Common Stock Disposition 2010-08-10 8,731 $3.68 5,317,831 No 4 F Indirect See Footnote
Common Stock Disposition 2010-08-10 5,317,831 $3.25 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 M Indirect See Footnote
No 4 F Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 7,631,036 $0.00 7,631,036 $1.25
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 253,580 $0.00 253,580 $1.25
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 30,951 $0.00 30,951 $1.66
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 4,042 $0.00 4,042 $1.66
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 152,000 $0.00 152,000 $1.80
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 7,164 $0.00 7,164 $1.66
Common Stock Warrant to purchase Common Stock Disposition 2010-08-10 19,354 $0.00 19,354 $1.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,541,317 2008-05-08 2014-11-08 No 4 M Indirect
11,287,737 2007-12-20 2014-12-20 No 4 M Indirect
11,256,786 2008-06-28 2015-06-28 No 4 M Indirect
11,252,744 2008-09-27 2015-09-27 No 4 M Indirect
11,100,744 2009-07-03 2016-07-03 No 4 M Indirect
11,093,580 2009-10-03 2016-10-03 No 4 M Indirect
11,074,226 2009-12-31 2016-12-31 No 4 M Indirect
Footnotes
  1. These securities are held by NGP Energy Technology Partners, L.P. NGP ETP, L.L.C. is the general partner of NGP Energy Technology Partners, L.P. Energy Technology Partners, L.L.C. is the manager of NGP ETP, L.L.C. Philip J. Deutch is the manager of Energy Technology Partners, L.L.C. By virtue of this relationship, Mr. Deutch may be deemed to beneficially own the shares held by NGP Energy Technology Partners, L.P. Mr. Deutch disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. Includes 9,615,384 shares of Common Stock issuable upon conversion of 10,000 shares of Series C convertible Preferred Stock, 1,297,418 shares of Common Stock issuable upon the conversion of accrued dividends on the Series C convertible Preferred Stock and 628,515 shares of Common Stock issuable upon the exercise of warrants, which preferred stock and warrants are directly owned.
  3. Includes shares of Common Stock issuable upon conversion of 10,000 shares of Series C convertible Preferred Stock, shares of Common Stock issuable upon the conversion of accrued dividends on the Series C convertible Preferred Stock and shares of Common Stock issuable upon the exercise of warrants, which preferred stock and warrants are directly owned by NGP Energy Technology Partners, L.P.