Filing Details

Accession Number:
0001104659-10-043312
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-09 13:00:00
Reporting Period:
2010-05-27
Filing Date:
2010-08-09
Accepted Time:
2010-08-09 21:49:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054905 Innospec Inc. IOSP Chemicals & Allied Products (2800) 981081725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
948904 Al Et L Jeffrey Gendell 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1272374 Tontine Capital Management Llc 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1276922 P L Partners Capital Tontine 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1409485 Tontine Capital Overseas Master Fund, L.p. 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1409490 Tontine Capital Overseas Gp, Llc 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1415527 Tontine 25 Overseas Master Fund, L.p. 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1482608 Tontine Capital Overseas Master Fund Ii, L.p. 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
1482609 Tontine Asset Associates, L.l.c. 55 Railroad Avenue
Greenwich CT 06830
No No Yes No
Transaction Summary
Sold: 11,700 shares Avg. Price: $12.27 Total Value: $143,559.00
Number of Shares After Transactions: 3,727,537 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Disposition 2010-05-27 514 $0.00 3,739,237 No 4 J Indirect See Footnotes
Common Stock, Par Value $.01 Per Share Acquisiton 2010-05-27 514 $0.00 3,739,237 No 4 J Indirect See Footnotes
Common Stock, Par Value $.01 Per Share Disposition 2010-08-05 3,700 $12.27 3,735,537 No 4 S Indirect See Footnotes
Common Stock, Par Value $.01 Per Share Disposition 2010-08-05 8,000 $12.27 3,727,537 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), Tontine Capital Overseas Master Fund, L.P., a Cayman Islands limited partnership ("TMF"), Tontine 25 Overseas Master Fund, L.P., a Cayman Islands limited partnership ("T25"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA") and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP and T25; (b) TCO, the general partner of TMF; and (c) TAA, the general partner of TCP 2.
  2. In connection with a reallocation of ownership of Common Stock among the entities comprising the filing parties, 514 shares of Common Stock owned by TMF (the "Transferred Shares") were deemed to have been distributed in kind as of May 27, 2010 to an investor holding an ownership interest in TMF, with all of the Transferred Shares then being immediately contributed by such investor to TCP 2. This transaction did not change the aggregate Common Stock ownership of the filing parties.
  3. On August 5, 2010, TMF sold 3,700 shares of Common Stock at a price of $12.27 per share and TCP sold 8,000 shares of Common Stock at a price of $12.27 per share.
  4. Mr. Gendell, TCM, TCO, and TAA directly own 0 shares of Common Stock, TCP directly owns 1,992,699 shares of Common Stock, TMF directly owns 305,320 shares of Common Stock, T25 directly owns 67,895 shares of Common Stock and TCP 2 directly owns 1,361,623 shares of Common Stock.
  5. All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP and T25 may be deemed to be beneficially owned by TCM. The foregoing securities held by TMF may be deemed to be beneficially owned by TCO. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
  6. Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCO, TMF, T25, TCP 2 and TAA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or T25 or representing TCM's or T25's pro rata interest in, and interest in the profits of, TCP. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO or representing TCO's pro rata interest in, and interest in the profits of, TMF.
  7. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.