Filing Details
- Accession Number:
- 0001181431-10-041706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-12 13:00:00
- Reporting Period:
- 2010-08-10
- Filing Date:
- 2010-08-12
- Accepted Time:
- 2010-08-12 19:19:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1137300 | G Bernard Dvorak | 12300 Liberty Blvd. Englewood CO 80112 | Sr Vice President & Co-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2010-08-10 | 8,510 | $17.16 | 9,649 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-08-10 | 8,510 | $16.25 | 9,667 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-08-10 | 21,250 | $24.02 | 30,899 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-08-10 | 21,250 | $22.73 | 30,917 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-08-10 | 18,594 | $20.48 | 49,493 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-08-10 | 18,594 | $19.92 | 49,511 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2010-08-10 | 48,354 | $28.93 | 1,139 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-08-10 | 48,354 | $28.73 | 1,157 | No | 4 | S | Direct | |
| Series A Common Stock | Acquisiton | 2010-08-10 | 25,000 | $20.48 | 26,436 | No | 4 | M | Indirect | By Spouse |
| Series C Common Stock | Acquisiton | 2010-08-10 | 25,000 | $19.92 | 26,436 | No | 4 | M | Indirect | By Spouse |
| Series A Common Stock | Acquisiton | 2010-08-10 | 45,000 | $24.02 | 71,436 | No | 4 | M | Indirect | By Spouse |
| Series C Common Stock | Acquisiton | 2010-08-10 | 45,000 | $22.73 | 71,436 | No | 4 | M | Indirect | By Spouse |
| Series A Common Stock | Acquisiton | 2010-08-10 | 32,325 | $17.83 | 103,761 | No | 4 | M | Indirect | By Spouse |
| Series C Common Stock | Acquisiton | 2010-08-10 | 32,325 | $16.88 | 103,761 | No | 4 | M | Indirect | By Spouse |
| Series A Common Stock | Disposition | 2010-08-10 | 102,325 | $28.92 | 1,436 | No | 4 | S | Indirect | By Spouse |
| Series C Common Stock | Disposition | 2010-08-10 | 102,325 | $28.73 | 1,436 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 8,510 | $0.00 | 8,510 | $17.16 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 8,510 | $0.00 | 8,510 | $16.25 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 21,250 | $0.00 | 21,250 | $24.02 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 21,250 | $0.00 | 21,250 | $22.73 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 18,594 | $0.00 | 18,594 | $20.48 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 18,594 | $0.00 | 18,594 | $19.92 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 25,000 | $0.00 | 25,000 | $20.48 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 25,000 | $0.00 | 25,000 | $19.92 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 45,000 | $0.00 | 45,000 | $24.02 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 45,000 | $0.00 | 45,000 | $22.73 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 32,325 | $0.00 | 32,325 | $17.83 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-10 | 32,325 | $0.00 | 32,325 | $16.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-22 | No | 4 | M | Direct | |
| 0 | 2014-06-22 | No | 4 | M | Direct | |
| 0 | 2012-07-14 | No | 4 | M | Direct | |
| 0 | 2012-07-14 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Indirect | |
| 0 | 2013-05-02 | No | 4 | M | Indirect | |
| 0 | 2012-07-14 | No | 4 | M | Indirect | |
| 0 | 2012-07-14 | No | 4 | M | Indirect | |
| 0 | 2014-11-03 | No | 4 | M | Indirect | |
| 0 | 2014-11-03 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 510 | Indirect | by 401(k) Plan |
| Series C Common Stock | 3,779 | Indirect | by 401(k) Plan |
| Series A Common Stock | 1,551 | Indirect | by 401(k) Plan for Spouse |
| Series C Common Stock | 4,879 | Indirect | by 401(k) Plan for Spouse |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $28.75 to $29.43. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $28.555 to $28.90. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $28.75 to $29.32. The Reporting Person's Spouse agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $28.545 to $29.00. The Reporting Person's Spouse agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The Reporting Person received 217 shares contributed by Issuer under its 401(k) Plan as of June 30, 2010.
- The Reporting Person's Spouse received 212 shares contributed by Issuer under its 401(k) Plan as of June 30, 2010.
- The option is immediately exercisable.
Billionaire Hedge Funds
