Filing Details

Accession Number:
0001209191-10-042606
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-13 13:00:00
Reporting Period:
2010-08-10
Filing Date:
2010-08-13
Accepted Time:
2010-08-13 17:40:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1339455 Somaxon Pharmaceuticals Inc. SOMX Pharmaceutical Preparations (2834) 200161599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380762 Brian Dorsey C/o Somaxon Pharmaceuticals, Inc.
3570 Carmel Mountain Road, Suite 100
San Diego CA 92130
Svp, Technical Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-10 70 $1.23 51,990 No 4 M Direct
Common Stock Acquisiton 2010-08-10 118 $1.23 52,108 No 4 M Direct
Common Stock Acquisiton 2010-08-10 470 $1.23 52,758 No 4 M Direct
Common Stock Acquisiton 2010-08-10 611 $1.23 53,189 No 4 M Direct
Common Stock Acquisiton 2010-08-10 463 $1.23 53,652 No 4 M Direct
Common Stock Acquisiton 2010-08-10 1,268 $1.23 54,920 No 4 M Direct
Common Stock Disposition 2010-08-10 3,000 $3.99 51,920 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-10 70 $0.00 70 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-10 118 $0.00 118 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-10 470 $0.00 470 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-10 611 $0.00 611 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-10 463 $0.00 463 $1.23
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-10 1,268 $0.00 1,268 $1.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
708 2015-03-15 No 4 M Direct
1,175 2015-07-18 No 4 M Direct
4,704 2016-01-05 No 4 M Direct
6,112 2016-11-08 No 4 M Direct
4,630 2017-03-01 No 4 M Direct
14,504 2018-02-18 No 4 M Direct
Footnotes
  1. Of these shares, 12,500 represent restricted stock units that are vested and 30,000 represent restricted stock units that are unvested.
  2. This sale was effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. 70 shares of common stock subject to the option were vested and exercisable as of August 10, 2010, and approximately 70 shares vest and become exercisable on the first day of each month until June 1, 2011.
  4. Not applicable.
  5. 118 shares of common stock subject to the option were vested and exercisable as of August 10, 2010, and approximately 117 shares vest and become exercisable on the first day of each month until June 1, 2011.
  6. 470 shares of common stock subject to the option were vested and exercisable as of August 10, 2010, and approximately 470 shares vest and become exercisable on the first day of each month until June 1, 2011.
  7. 611 shares of common stock subject to the option were vested and exercisable as of August 10, 2010, and approximately 611 shares vest and become exercisable on the first day of each month until June 1, 2011.
  8. 463 shares of common stock subject to the option were vested and exercisable as of August 10, 2010, and approximately 463 shares vest and become exercisable on the first of each month until June 1, 2011.
  9. 1,883 shares of common stock subject to the option were vested and exercisable as of August 10, 2010, and appproximately 1,389 shares vest and become exercisable on the first day of each month until June 1, 2011.