Filing Details

Accession Number:
0001225208-10-017199
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-15 13:00:00
Reporting Period:
2010-07-13
Filing Date:
2010-07-15
Accepted Time:
2010-07-15 16:10:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466919 Yajnik Sanjiv 1680 Capital One Drive
Mclean VA 22102
President, Financial Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-13 21,338 $18.28 172,763 No 4 M Direct
Common Stock Acquisiton 2010-07-13 5,867 $34.13 178,630 No 4 M Direct
Common Stock Disposition 2010-07-13 84,951 $45.00 93,679 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2010-07-13 5,867 $0.00 5,867 $34.13
Common Stock Stock Options Disposition 2010-07-13 21,338 $0.00 21,338 $18.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-05 No 4 M Direct
42,679 2019-01-28 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
  3. This option became exercisable in 33 1/3 increments beginning on December 6, 2003 and annually thereafter.
  4. This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.