Filing Details

Accession Number:
0001209191-10-041784
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-09 13:00:00
Reporting Period:
2010-08-05
Filing Date:
2010-08-09
Accepted Time:
2010-08-09 18:06:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311282 David Pezzullo 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-05 8,000 $15.00 36,635 No 4 M Direct
Common Stock Acquisiton 2010-08-05 12,500 $9.00 49,135 No 4 M Direct
Common Stock Disposition 2010-08-05 20,500 $55.67 28,635 No 4 S Direct
Common Stock Disposition 2010-08-05 2,627 $55.85 26,008 No 4 S Direct
Common Stock Acquisiton 2010-08-05 2,950 $13.64 28,958 No 4 M Direct
Common Stock Disposition 2010-08-05 1,767 $55.15 27,191 No 4 D Direct
Common Stock Disposition 2010-08-09 1,183 $57.19 26,155 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2010-08-05 2,950 $0.00 2,950 $13.64
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2010-08-05 8,000 $0.00 8,000 $15.00
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2010-08-05 12,500 $0.00 12,500 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,800 2020-02-28 No 4 M Direct
0 2014-08-03 No 4 M Direct
0 2015-04-27 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $55.40 to $55.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes 147 shares purchased on July 13, 2010 under the issuer's Employee Stock Purchase Plan.
  4. Consists of Stock Appreciation Rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on 02/28/2010, 20% will vest on 02/28/2011 and the remaining 60% will vest on 02/28/2012.
  5. Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 09/30/2004 until 09/30/2009.
  6. Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 06/30/2005 until 06/30/2009.