Filing Details
- Accession Number:
- 0001209191-10-041529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-06 13:00:00
- Reporting Period:
- 2010-08-05
- Filing Date:
- 2010-08-06
- Accepted Time:
- 2010-08-06 12:59:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 37996 | Ford Motor Co | F | Motor Vehicles & Passenger Car Bodies (3711) | 380549190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230846 | Jr Clay William Ford | Ford Motor Company One American Road Dearborn MI 48126 | Exec. Chairman And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2010-08-05 | 750,000 | $0.00 | 4,206,971 | No | 4 | C | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2010-08-05 | 1,755,000 | $12.95 | 2,451,971 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 47,934 | $9.68 | 2,499,905 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 45,214 | $9.44 | 2,545,119 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 1,360,000 | $9.82 | 3,905,119 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 138,050 | $7.40 | 4,043,169 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 107,759 | $11.09 | 4,150,928 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 73,897 | $10.78 | 4,224,825 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2010-08-05 | 1,772,854 | $12.95 | 2,451,971 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2010-08-05 | 77,000 | $0.00 | 2,374,971 | No | 4 | G | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2010-08-05 | 129,054 | $0.00 | 2,245,917 | No | 4 | Z | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 129,054 | $0.00 | 2,374,971 | No | 4 | Z | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2010-08-05 | 129,054 | $0.00 | 57,910 | No | 4 | Z | Indirect | By Voting Trust |
| Common Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 129,054 | $0.00 | 186,964 | No | 4 | Z | Indirect | By Voting Trust |
| Class B Stock, $0.01 Par Value | Acquisiton | 2010-08-05 | 750,000 | $0.00 | 4,052,942 | No | 4 | C | Indirect | By Voting Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | Z | Direct | |
| No | 4 | Z | Direct | |
| No | 4 | Z | Indirect | By Voting Trust |
| No | 4 | Z | Indirect | By Voting Trust |
| No | 4 | C | Indirect | By Voting Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2010-08-05 | 47,934 | $0.00 | 47,934 | $9.68 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2010-08-05 | 45,214 | $0.00 | 45,214 | $9.44 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2010-08-05 | 1,360,000 | $0.00 | 1,360,000 | $9.82 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2010-08-05 | 138,050 | $0.00 | 138,050 | $7.40 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2010-08-05 | 107,759 | $0.00 | 107,759 | $11.09 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2010-08-05 | 73,897 | $0.00 | 73,897 | $10.78 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2010-08-05 | 1,320,754 | $0.00 | 1,320,754 | $12.98 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2009-03-27 | 3,470,000 | $0.00 | 3,470,000 | $2.84 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2010-03-03 | 485,436 | $0.00 | 485,436 | $12.69 |
| Common Stock, $0.01 Par Value | Ford Stock Units | Acquisiton | 2010-08-05 | 1,786,074 | $0.00 | 1,786,074 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-29 | No | 4 | M | Direct | |
| 0 | 2012-12-30 | No | 4 | M | Direct | |
| 0 | 2013-01-02 | No | 4 | M | Direct | |
| 0 | 2013-03-30 | No | 4 | M | Direct | |
| 0 | 2013-06-29 | No | 4 | M | Direct | |
| 0 | 2013-09-29 | No | 4 | M | Direct | |
| 1,320,754 | 2020-08-04 | No | 4 | A | Direct | |
| 3,470,000 | 2019-03-26 | No | 4 | A | Direct | |
| 485,436 | 2020-03-02 | No | 4 | A | Direct | |
| 1,786,074 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Stock, $0.01 Par Value | 62,107 | Indirect | By Spouse |
| Class B Stock, $0.01 Par Value | 11,179 | Indirect | By Spouse as Custodian |
| Class B Stock, $0.01 Par Value | 377,806 | Indirect | By Voting Trust-Children |
| Common Stock, $0.01 Par Value | 79,735 | Indirect | By Company Plan |
| Common Stock, $0.01 Par Value | 12,412 | Indirect | By Spouse |
| Common Stock, $0.01 Par Value | 6,245 | Indirect | By Spouse as Custodian |
| Common Stock, $0.01 Par Value | 152,594 | Indirect | By Trust-Children |
Footnotes
- The reported transactions resulted from an exchange of Common Stock for Class B stock on a one-for-one basis within the Ford Family.
- The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $12.900 to $13.025. A breakdown of each transaction will be provided upon request.
- The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (09/30/2002), 66% after two years, and in full after three years.
- The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (12/31/2002), 66% after two years, and in full after three years.
- The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/03/2003), 66% after two years, and in full after three years.
- The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/31/2003), 66% after two years, and in full after three years.
- The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (06/30/2003), 66% after two years, and in full after three years.
- The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (09/30/2003), 66% after two years, and in full after three years.
- The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $12.900 to $13.020. A breakdown of each transaction will be provided upon request.
- The reported transaction involves a gift totaling 77,000 shares of Common Stock to the William Clay Ford, Jr. Scholarship Program.
- The reported transaction involved the deposit of directly held Common Stock into a voting trust.
- The reported transaction involved the withdrawal of indirectly held Common Stock from a voting trust.
- I am a trustee of the voting trust. The shares of Common Stock shown are held for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust.
- I disclaim beneficial ownership of these shares owned by my wife.
- I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children.
- I am one of five trustees of the voting trust. As shown, it holds 377,806 shares of Class B Stock for the benefit of three of my children. I disclaim benefical ownership of these shares.
- I am the trustee of these trusts for three of my children. I disclaim beneficial ownership of these shares.
- This option was granted under the Company's 2008 Long-Term Incentive Plan without payment by me. The option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years.
- This option was granted under the Company's 2008 Long-Term Incentive Plan without payment by me. The option is exercisable on the later to occur of the following: (i) 33% of the shares optioned after one year from the date of grant (03/27/2009), 66% after two years, and in full after three years; and (ii) the date when the Company's Compensation Committee of the Board of Directors determines that the Company's global Automotive sector has achieved full-year profitability, excluding special items. Effective August 5, 2010, the Compensation Committee of the Board of Directors determined that such condition had been met. Consequently, 33% of the options are exercisable as of August 5, 2010, 66% of the options will become exercisable on March 27, 2011, and all options will become exercisable on March 27, 2012.
- This option was granted under the Company's 2008 Long-Term Incentive Plan without payment by me. The option is exercisable on the later to occur of the following: (i) 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years; and (ii) the date when the Company's Compensation Committee of the Board of Directors determines that the Company's global Automotive sector has achieved full-year profitability, excluding special items. Effective August 5, 2010, the Compensation Committee of the Board of Directors determined that such condition had been met. Consequently, 33% of the options will become exercisable on March 3, 2011, 66% of the options will become exercisable on March 3, 2012, and all options will become exercisable on March 3, 2013.
- These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on August 5, 2012.
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