Filing Details
- Accession Number:
- 0001209191-10-039273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-21 13:00:00
- Reporting Period:
- 2010-07-21
- Filing Date:
- 2010-07-21
- Accepted Time:
- 2010-07-21 18:52:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327471 | Reald Inc. | RLD | Radio & Tv Broadcasting & Communications Equipment (3663) | 770620426 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497088 | Trust Revocable Budinger D William | 728 E. Francis Street Aspen CO 81611 | No | No | Yes | No | |
| 1497089 | D William Budinger | 728 E. Francis Street Aspen CO 81611 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-21 | 375,000 | $0.00 | 3,910,500 | No | 4 | C | Indirect | By trust |
| Common Stock | Acquisiton | 2010-07-21 | 181,323 | $0.00 | 4,091,823 | No | 4 | C | Indirect | By trust |
| Common Stock | Disposition | 2010-07-21 | 1,171,323 | $14.88 | 2,920,500 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By trust |
| No | 4 | C | Indirect | By trust |
| No | 4 | S | Indirect | By trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-07-21 | 375,000 | $0.00 | 375,000 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-07-21 | 181,323 | $0.00 | 181,323 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- These securities are held directly by the William D. Budinger Revocable Trust. Mr. Budinger is the sole Trustee of the Trust and has sole voting and investment power over all the securities held by the Trust.
- These securities were convertible into shares of the Issuer's Common Stock at a conversion rate of 1.5 shares of Common Stock per share of Series A Preferred Stock and Series B Preferred Stock at any time and did not have an expiration date.
Billionaire Hedge Funds
