Filing Details

Accession Number:
0000723458-10-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-16 13:00:00
Reporting Period:
2010-08-13
Filing Date:
2010-08-16
Accepted Time:
2010-08-16 12:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
723458 State Bancorp Inc STBC State Commercial Banks (6022) 112846511
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204241 J Richard Lashley C/O State Bancorp, Inc.
2 Jericho Plaza
Jericho NY 11753
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
State Bancorp, Inc. Common Stock Acquisiton 2010-08-13 1,246 $8.27 4,246 No 4 P Direct
State Bancorp, Inc. Common Stock Acquisiton 2010-08-13 1,754 $8.26 6,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
State Bancorp, Inc. Common Stock 1,375 Direct
State Bancorp, Inc. Common Stock 205,130 Indirect By Financial Edge Fund,L.P.
State Bancorp, Inc. Common Stock 91,590 Indirect By Financial Edge-Strategic Fund L.P.
State Bancorp, Inc. Common Stock 71,187 Indirect By PL Capital/Focused Fund, L.P.
State Bancorp, Inc. Common Stock 94,481 Indirect By Goodbody/PL Capital, L.P.
State Bancorp, Inc. Common Stock 30,709 Indirect By Red Rose Trading Estonia OU
Footnotes
  1. Joint with wife.
  2. Total includes 375 shares of stock awarded to Mr. Lashley effective January 2, 2010 under the 2008 Non-Employee Directors Stock Plan in recognition of his service as a Director during 2009.
  3. Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  6. Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of Goodbody/PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  7. Red Rose Trading Estonnia OU is an Estonia company. PL Capital, LLC is a Delaware limited liability company and an investment advisor to Red Rose Trading Estonia OU. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.