Filing Details
- Accession Number:
- 0001354488-10-002217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-09 13:00:00
- Reporting Period:
- 2009-03-16
- Filing Date:
- 2010-07-09
- Accepted Time:
- 2010-07-09 17:45:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175445 | Hawk Systems Inc. | HWSY | Services-Miscellaneous Amusement & Recreation (7990) | 651089222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483338 | David Coriaty | 2385 Nw Executive Center Drive Suite 100 Boca Raton FL 33431 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-08 | 5,787,334 | $0.00 | 5,787,334 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2010-04-08 | 200,000 | $0.00 | 200,000 | No | 4 | C | Indirect | By Wife |
| Common Stock | Disposition | 2010-05-25 | 10,000 | $0.00 | 5,777,334 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-05-25 | 30,000 | $0.00 | 5,747,334 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-05-25 | 25,000 | $0.00 | 5,722,334 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-05-25 | 214,285 | $0.00 | 5,508,049 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-05-25 | 2,000,000 | $0.00 | 3,508,049 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-05-25 | 120,000 | $0.00 | 3,388,049 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-06-15 | 2,750,000 | $0.14 | 638,049 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-08 | 8,843,427 | $0.00 | 9,481,476 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | By Wife |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | Disposition | 2009-03-16 | 220 | $50.00 | 22,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-09-08 | 1,500 | $100.00 | 150,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-09-08 | 500 | $100.00 | 50,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-09-08 | 400 | $100.00 | 40,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-09-08 | 500 | $100.00 | 50,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-09-08 | 750 | $100.00 | 75,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-09-08 | 200 | $100.00 | 20,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-11-14 | 240 | $50.00 | 24,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2009-12-17 | 1,667 | $30.00 | 166,666 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2010-03-10 | 800 | $50.00 | 80,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2010-04-06 | 2,240 | $0.00 | 224,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2010-04-08 | 57,873 | $0.00 | 5,787,334 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2010-04-08 | 2,000 | $0.00 | 200,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,670 | No | 4 | S | Direct | ||
| 65,170 | No | 4 | S | Direct | ||
| 64,670 | No | 4 | S | Direct | ||
| 64,270 | No | 4 | S | Direct | ||
| 63,770 | No | 4 | S | Direct | ||
| 63,020 | No | 4 | S | Direct | ||
| 62,820 | No | 4 | S | Direct | ||
| 62,580 | No | 4 | S | Direct | ||
| 60,913 | No | 4 | S | Direct | ||
| 60,113 | No | 4 | S | Direct | ||
| 57,873 | No | 4 | S | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series B Preferred Stock is convertible at any time into 100 shares of the Issuer's common stock, par value $.01 per share ("Common Stock") and has no expiration date.
- The Series B Preferred Stock automatically converted into the Issuer?s Common Stock on a 100-for-1 basis on the date immediately after the Issuer effected a 1-for-6 reverse split of its Common Stock.
- The Shares of the Issuer's Series B Preferred Stock were transferred to the Issuer for cancellation by the Reporting Person for no consideration.
- The shares of Common Stock were issued to the Reporting Person in lieu of compensation in the aggregate amount of approximately $439,900 owed to him under his employment agreement through May 31, 2010, as well as for the conversion of outstanding promissory notes and other debt obligations owed to him by the Issuer in the aggregate amount of $446,176, including accrued interest.
Billionaire Hedge Funds
