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Home > Insider Trading > Filing (0001209191-10-040995)

Filing Details

Accession Number:: 0001209191-10-040995
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-08-03 13:00:00
Reporting Period:: 2010-07-30

Filing Date:: 2010-08-03
Accepted Time:: 2010-08-03 20:34:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1377936	Saratoga Investment Corp.	SAR	()	204876925

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1349483	L Christian Oberbeck	C/O Saratoga Investment Corp 535 Madison Avenue New York NY 10022	Ceo, President	Yes	Yes	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-07-30	5,523,028	$1.52	5,523,028	No	4	P	Direct
Common Stock	Acquisiton	2010-07-30	789,474	$1.52	6,312,502	No	4	P	Indirect	By CLO Partners LLC
Common Stock	Acquisiton	2010-07-30	789,474	$1.52	7,101,976	No	4	P	Indirect	By Saratoga Investment Advisors, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By CLO Partners LLC
No	4	P	Indirect	By Saratoga Investment Advisors, LLC