Filing Details

Accession Number:
0001373607-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-09 13:00:00
Reporting Period:
2010-07-09
Filing Date:
2010-07-09
Accepted Time:
2010-07-09 14:52:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887396 Empire Petroleum Corp EMPR Crude Petroleum & Natural Gas (1311) 731238709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373607 Jr H Montague Hackett 550 Park Avenue
New York NY 10065
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-09 277,778 $0.09 9,565,288 No 4 P Direct
Common Stock Acquisiton 2010-07-09 277,778 $0.09 2,206,350 No 4 P Indirect BY TRUST
Common Stock Acquisiton 2010-07-09 277,778 $0.09 1,945,635 No 4 P Indirect BY TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect BY TRUST
No 4 P Indirect BY TRUST
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant(right to buy) Acquisiton 2010-07-09 138,889 $0.00 138,889 $0.50
Common Stock Common Stock Warrants(right to buy) Acquisiton 2010-07-09 138,889 $0.00 138,889 $0.50
Common Stock Common Stock Warrants(right to buy) Acquisiton 2010-07-09 138,889 $0.00 138,889 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
451,389 2010-07-03 2011-07-02 No 4 P Direct
263,889 2010-07-03 2011-07-02 No 4 P Indirect
263,889 2010-07-03 2011-07-02 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 607,143 Indirect BY WIFE
Footnotes
  1. MAYME M HACKETT IS THE REPORTING PERSON'S WIFE. THE REPORTING PERSON DISCLAIMS OWNERSHIP OF THESE SHARES AND THIS REPORT SHOULD NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF THESE SHARES FOR PURPOSES OF SECTION 16 OR ANY OTHER PURPOSES.
  2. THE REPORTING PERSON IS THE TRUSTEE OF THE TRUST F/B/O MELINDA HACKETT WHICH IS THE REPORTING PERSON'S DAUGHTER. THE REPORTING PERSON DISCLAIMS OWNERSHIP OF THESE SHARES AND THIS REPORT SHOULD NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF THESE SHARES FOR PURPOSES OF SECTION 16 OR ANY OTHER PURPOSES.
  3. THE REPORTING PERSON IS THE TRUSTEE FOR THE TRUST F/B/O MONTAGUE H. HACKETT, III WHICH IS THE REPORTING PERSON'S SON. THE REPORTING PERSON DISCLAIMS OWNERSHIP OF THESE SHARES AND THIS REPORT SHOULD NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF THESE SHARES FOR PURPOSES OF SECTION 16 OR FOR ANY OTHER PURPOSES.
  4. THE REPORTING PERSON IS THE TRUSTEE OF THE TRUST F/B/O MELINDA HACKETT WHICH IS THE REPORTING PERSON'S DAUGHTER. THE REPORTING PERSON DISCLAIMS OWNERSHIP OF THESE WARRANT SHARES AND THIS REPORT SHOULD NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF THESE WARRANT SHARES FOR PURPOSES OF SECTION 16 OR ANY OTHER PURPOSES.
  5. THE REPORTING PERSON IS THE TRUSTEE FOR THE TRUST F/B/O MONTAGUE H. HACKETT, III WHICH IS THE REPORTING PERSON'S SON. THE REPORTING PERSON DISCLAIMS OWNERSHIP OF THESE WARRANT SHARES AND THIS REPORT SHOULD NOT BE DEEMED AN ADMISSION THAT THE REPORTING PERSON IS THE BENEFICIAL OWNER OF THESE WARRANT SHARES FOR PURPOSES OF SECTION 16 OR FOR ANY OTHER PURPOSES.