Filing Details
- Accession Number:
- 0001140361-10-028154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-02 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-07-02
- Accepted Time:
- 2010-07-02 15:07:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 903240 | Jay Stein | Stein Mart, Inc. 1200 Riverplace Boulevard, 10Th Floor Jacksonville FL 32207 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-30 | 58,000 | $6.33 | 960,049 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-01 | 814 | $5.99 | 960,863 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-01 | 21,186 | $6.06 | 982,049 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,441,279 | Indirect | By Stein Ventures Ltd. P'shp. |
| Common Stock | 24,644 | Indirect | By Cary Ventures |
| Common Stock | 731,600 | Indirect | By trust for benefit of spouse |
| Common Stock | 610,000 | Indirect | By daughter |
Footnotes
- The price reported in column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.50 per share, inclusive. The reporting person undertakes to provide to Stein Mart, Inc. or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.
- The price reported in column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $5.9875 to $5.995 per share, inclusive. The reporting person undertakes to provide to Stein Mart, Inc. or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.
- The price reported in column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.10 per share, inclusive. The reporting person undertakes to provide to Stein Mart, Inc. or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.
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