Filing Details

Accession Number:
0000884887-10-000126
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-08-03 13:00:00
Reporting Period:
2010-02-22
Filing Date:
2010-08-03
Accepted Time:
2010-08-03 16:11:02
Original Submission Date:
2010-02-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884887 Royal Caribbean Cruises Ltd RCL Water Transportation (4400) 980081645
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317448 J Brian Rice Royal Caribbean Cruises Ltd
1050 Caribbean Way
Miami FL 33132
Evp, Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-22 3,441 $7.27 164,974 No 4 M Direct
Common Stock Acquisiton 2010-02-22 12,644 $7.27 177,618 No 4 M Direct
Common Stock Disposition 2010-02-22 6,100 $26.50 171,518 No 4 S Direct
Common Stock Disposition 2010-02-22 3,000 $26.50 168,518 No 4 S Direct
Common Stock Disposition 2010-02-22 10,000 $26.52 158,518 No 4 S Direct
Common Stock Disposition 2010-02-22 3,200 $26.53 155,318 No 4 S Direct
Common Stock Disposition 2010-02-22 5,000 $26.54 150,318 No 4 S Direct
Common Stock Disposition 2010-02-22 2,785 $26.54 147,533 No 4 S Direct
Common Stock Disposition 2010-02-22 5,000 $26.55 142,533 No 4 S Direct
Common Stock Disposition 2010-02-22 2,000 $26.56 140,533 No 4 S Direct
Common Stock Disposition 2010-02-22 2,400 $26.57 138,133 No 4 S Direct
Common Stock Disposition 2010-02-22 600 $26.58 137,533 No 4 S Direct
Common Stock Disposition 2010-02-22 5,000 $26.54 5,000 No 4 S Indirect By Son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-02-22 3,441 $0.00 3,441 $7.27
Common Stock Stock Option (Right to Buy) Disposition 2010-02-22 12,644 $0.00 12,644 $7.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,323 2019-02-10 No 4 M Direct
37,929 2019-02-10 No 4 M Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  2. Represents the incentive stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
  3. The Form 4 filed on 02/23/2010 inadvertently reported 3,441 shares acquired by the reporting person in connection with the exercise of his stock option. This amendment correctly reports that such shares were disposed of in the reported transaction.
  4. Immediately.
  5. Represents the nonqualified stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
  6. The Form 4 filed on 02/23/2010 inadvertently reported 12,644 shares acquired by the reporting person in connection with the exercise of his stock option. This amendment correctly reports that such shares were disposed of in the reported transaction.