Filing Details

Accession Number:
0001209191-10-040545
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-02 13:00:00
Reporting Period:
2010-07-29
Filing Date:
2010-08-02
Accepted Time:
2010-08-02 21:50:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187436 B Ajay Shah 4800 Great America Parkway
Suite 400
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-29 32,800 $5.67 1,976,081 No 4 S Indirect See Footnotes
Common Stock Disposition 2010-07-29 8,200 $5.67 1,967,881 No 4 S Indirect See Footnotes
Common Stock Disposition 2010-07-29 1,096,345 $0.00 127,200 No 4 J Indirect See Footnotes
Common Stock Acquisiton 2010-07-29 10,962 $0.00 10,962 No 4 J Indirect See Footnotes
Common Stock Disposition 2010-07-29 10,962 $0.00 0 No 4 J Indirect See Footnotes
Common Stock Acquisiton 2010-07-29 2,144 $0.00 437,136 No 4 J Indirect See Footnotes
Common Stock Acquisiton 2010-07-29 4,611 $0.00 4,611 No 4 J Indirect See Footnotes
Common Stock Disposition 2010-07-29 274,086 $0.00 0 No 4 J Indirect See Footnotes
Common Stock Acquisiton 2010-07-29 176,786 $0.00 439,280 No 4 J Indirect See Footnotes
Common Stock Acquisiton 2010-07-29 95,930 $0.00 274,030 No 4 J Indirect See Footnotes
Common Stock Disposition 2010-07-30 127,200 $5.42 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2010-07-30 31,800 $5.42 0 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. Represents shares held by Shah Capital Partners, L.P.
  2. Price reported is the volume weighted average price for shares sold on that day. The Reporting Person undertakes to provide upon request by the Commission, full information regarding the number of shares sold at each separate price. The price range of shares sold on that day is $5.75 to $5.60 per share.
  3. Represents shares held by Shah Capital Partners, L.P. Shah Management Partners, L.L.C., the general partner of Shah Capital Partners, L.P., Shah Management LLC, the managing member of Shah Management Partners, L.L.C. and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dipsoitive power over the shares held by Shah Capital Partners, L.P. Such persons or entities disclaim beneficial ownership of shares held by Shah Capital Partners, L.P., except to the extent of any pecuniary interest therein.
  4. Represents shares held by Krishnan-Shah Fund, L.P.
  5. Distributed pro rata to the partners of Shah Capital Partners, L.P. without additional consideration pursuant to the partnership agreement of Shah Capital Partners, L.P.
  6. Received from Shah Capital Partners, L.P. as a pro rata distribution without additional consideration pursuant to the partnership agreement of Shah Capital Partners, L.P.
  7. Represents shares held by Shah Management Partners, LLC
  8. Distributed pro rata to the partners of Shah Management Partners, LLC without additional consideration pursuant to the limited liability company agreement of Shah Management Partners, LLC
  9. Received from Shah Management Partners, LLC as a pro rata distribution without additional consideration pursuant to the limited liability company agreement of Shah Management Partners, LLC
  10. Represents shares held by Krishnan-Shah Family Partners, L.P. Ajay Shah, a general partner of Krishnan Shah Family Partners, L.P., may be deemed to have voting and dispositive power over the shares held by Krishnan-Shah Family Partners, L.P. Ajay Shah disclaims beneficial ownership of shares held by Krishnan-Shah Family Partners, L.P. except ot the extent of any pecuniary interest therein.
  11. Represents shares held by Shah Management, LLC. Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Shah Management, LLC. Ajay Shah disclaims beneficial owenership of shares held by Shah Management, LLC except to the extent of any pecuniary interest therein.
  12. Represents shares held by Krishnan Shah Fund, L.P. Shah Management, LLC, the general partner of Krishnan Shah Fund, L.P., Shah Management, LLC and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Krishnan Shah Fund, L.P. Such persons and entities disclaim beneficial ownership of shares held by Krishnan Shah Fund, L.P. except the extent of any pecuniary interest therein.
  13. Distributed pro rata to the partners of Krishnan Shah Fund, L.P. without additional consideration purusant to the partnership agreement of Krishnan Shah Fund, L.P.
  14. Received by Krishnan Shah Family Partners, L.P. as a pro rata distribution without additional consideration pursuant to the partnership agreement of Krishnan Shah Fund, L.P.
  15. Represents shares held by Shah Family Trust. Ajay Shah, a trustee of Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96, may be deemed to have voting and dispositive power over the shares held by Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96. Ajay Shah disclaims beneficial ownership of shares held by Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96 except to the extent of any pecuniary interest therein.
  16. Price reported is the volume weighted average price for shares sold on that day. The Reporting Person undertakes to provide upon request by the Commission, full information regarding the number of shares sold at each separate price. The price range of shares sold on that day is $5.50 to $5.36 per share.