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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2010-08-05 13:00:00
Reporting Period:
Filing Date:
Accepted Time:
2010-08-05 17:38:39
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185462 R Dennis Raney 3050 Zanker Road
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-04 1,023 $10.84 23,023 No 4 M Direct
Common Stock Disposition 2010-08-04 1,023 $18.00 22,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-08-04 1,023 $18.00 1,023 $10.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,977 2004-04-15 2013-04-14 No 4 M Direct
  1. Includes 5,000 shares subject to restricted stock unit award, which will vest and become issuable in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from July 22, 2010 (the award date) or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholder's meeting.