Filing Details
- Accession Number:
- 0000909791-10-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 17:15:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909791 | Ultratech Inc | UTEK | Special Industry Machinery, Nec (3559) | 943169580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185462 | R Dennis Raney | 3050 Zanker Road San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-02 | 4,000 | $10.84 | 26,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-02 | 4,000 | $18.00 | 22,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-08-02 | 4,000 | $18.00 | 4,000 | $10.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,000 | 2004-04-15 | 2013-04-14 | No | 4 | M | Direct |
Footnotes
- Includes 5,000 shares subject to restricted stock unit award, which will vest and become issuable in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from July 22, 2010 (the award date) or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholder's meeting.
Billionaire Hedge Funds
