Filing Details

Accession Number:
0001209191-10-039865
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-28 13:00:00
Reporting Period:
2010-07-27
Filing Date:
2010-07-28
Accepted Time:
2010-07-28 14:35:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008034 Mukesh Patel C/O: Smart Modular Technologies
39870 Eureka Drive
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-27 10,000 $6.00 374,287 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,229 Indirect See footnote
Common Stock 12,712 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2010.
  2. Reflects 374,287 shares of common stock held by Patel Family Partners, L.P. Mukesh Patel and Harsha Patel are the general partners of Patel Family Partners, L.P. and share voting and investment power over the securities held by such entity. Such persons and entities disclaim beneficial ownership of the shares reported herein except to the extent of any pecuniary interests therein.
  3. Represents shares held by The Patel Revocable Trust. The reporting person is a trustee of The Patel Revocable Trust and may be deemed to have voting and dispositive power over the shares held by the The Patel Revocable Trust. The reporting person disclaims beneficial ownership of shares held by the The Patel Revocable Trust except to the extent of any pecuniary interests therein.
  4. Represents time-based restricted share units (RSUs). Subject to continued service as a director, the RSUs shall vest on July 28, 2010, the first anniversary of the date of the award.