Filing Details

Accession Number:
0001253645-10-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-26 13:00:00
Reporting Period:
2010-07-23
Filing Date:
2010-07-26
Accepted Time:
2010-07-26 16:25:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
888165 Interactive Data Corp IDC Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 133668779
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1239377 L John King C/O Interactive Data Corporation
32 Crosby Drive
Bedford MA 01730
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-23 3,288 $33.67 62,018 No 4 F Direct
Common Stock Acquisiton 2010-07-23 56,815 $8.80 118,833 No 4 M Direct
Common Stock Acquisiton 2010-07-23 6,191 $16.15 125,024 No 4 M Direct
Common Stock Acquisiton 2010-07-23 3,125 $16.97 128,149 No 4 M Direct
Common Stock Acquisiton 2010-07-23 8,412 $17.47 136,561 No 4 M Direct
Common Stock Disposition 2010-07-23 69,543 $33.75 67,018 No 4 S Direct
Common Stock Disposition 2010-07-23 5,000 $33.76 62,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-07-23 56,815 $0.00 56,815 $8.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-07-23 6,191 $0.00 6,191 $16.15
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-07-23 3,125 $0.00 3,125 $16.97
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-07-23 8,412 $0.00 8,412 $17.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-06-14 No 4 M Direct
0 2012-06-10 No 4 M Direct
0 2013-06-15 No 4 M Direct
0 2014-06-30 No 4 M Direct
Footnotes
  1. These shares were surrendered to the Company to satisfy tax withholding obligations arising in connection with settlement of 10,359 Restricted Stock Units (RSUs).
  2. Includes an aggregate of 15,594 Restricted Stock Units. Each unit represents the contingent right to receive one share of common stock.
  3. Options vested as follows: (i) as of 50% of the option shares (rounded up to the next whole number), 12.5% vested on each of the first, second, third and fourth anniversaries of the grant date (06/15/01); and (ii) as to 50% of the options shares (rounded up to the next whole number), on the fourth anniversary of the grant date.
  4. Options vested as follows: (i) as to 25% of the option shares, the first anniversary of the grant date (06/11/03); (ii) as to 75% of the option shares, on the last day of each of the next 11 consecutive quarters with any remaining option shares veting on the fourth anniversary of the grant date.
  5. Options vested as follows: (i) as to 25% of the option shares, the first anniversary of the grant date (06/16/04); (ii) as to 75% of the option shares, on the last day of each of the next 11 consecutive quarters with any remaining option shares veting on the fourth anniversary of the grant date.
  6. The Options vested with respect to 25% of the underlying shares of common stock on the first anniversary of the grant date (07/01/05) and as to the remaining 75%, at a rate of 6.25% per quarter thereafter (rounding down to the nearest whole share), with full vesting on the fourth anniversary of the grant date.