Filing Details

Accession Number:
0001144204-10-037384
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-09 13:00:00
Reporting Period:
2010-07-07
Filing Date:
2010-07-09
Accepted Time:
2010-07-09 19:09:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368993 Wafergen Bio-Systems Inc. WGBS Laboratory Analytical Instruments (3826) 203699764
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398815 J Robert Hariri C/O Wafergen Bio-Systems, Inc.
7400 Paseo Padre Parkway
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-07 40,000 $1.20 140,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2010-07-07 20,000 $1.20 20,000 $1.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2010-07-07 2015-07-07 No 4 P Direct
Footnotes
  1. The reported securities are included within 40,000 Units purchased by the reporting person for $1.20 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 50% of one share of common stock.