Filing Details

Accession Number:
0000091142-10-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-05 13:00:00
Reporting Period:
2010-08-04
Filing Date:
2010-08-05
Accepted Time:
2010-08-05 16:33:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399737 F James Stern A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Exec Vp, General Counsel & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-04 5,000 $54.75 5,375 No 4 M Direct
Common Stock Disposition 2010-08-04 2,210 $54.91 3,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-08-04 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,400 No 4 M Direct
Footnotes
  1. The Reporting Person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (2).
  2. 5,000 restricted stock units were granted on 06/01/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The 5,000 restricted stock units vested on 06/01/2010. As a result of vesting, the Company is obligated to deliver 5,000 shares of Common Stock to the Reporting Person. Pursuant to the Company's policy that shares are not issued during a no-trade window, these shares were issued on 08/04/2010.