Filing Details

Accession Number:
0001140361-10-033614
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-08-16 13:00:00
Reporting Period:
2010-08-13
Filing Date:
2010-08-16
Accepted Time:
2010-08-16 13:01:08
Original Submission Date:
2010-08-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811808 Summit Financial Group Inc SMMF National Commercial Banks (6021) 550672148
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186836 S Robert Tissue Po Box 1822
Lewisburg WV 24901
Senior Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-13 1,000 $3.25 20,718 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Sstock 700 Indirect by Spouse
Common Stock 5,866 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $5.21 1999-02-26 2013-02-26 14,400 14,400 Direct
Common Stock Employee Stock Option (Right to Buy) $4.63 2000-02-25 2014-02-25 3,200 3,200 Direct
Common Stock Employee Stock Option (Right to Buy) $5.95 2002-10-26 2016-10-26 4,000 4,000 Direct
Common Stock Employee Stock Option (Right to Buy) $9.49 2003-12-06 2017-12-06 4,400 4,400 Direct
Common Stock Employee Stock Optin (Right to Buy) $17.79 2004-12-12 2018-12-12 7,000 7,000 Direct
Common Stock Employee Stock Option (Right to Buy) $25.93 2005-12-06 2019-12-07 8,000 8,000 Direct
Common Stock Employee Stock Option Plan (Right to Buy) $24.44 2005-12-06 2015-12-06 10,000 10,000 Direct
Common Stock 8% Non-Cumulative Convertible Preferred Stock, Series 2009 $5.50 2010-03-01 2019-06-01 36,363 200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-02-26 14,400 14,400 Direct
2014-02-25 3,200 3,200 Direct
2016-10-26 4,000 4,000 Direct
2017-12-06 4,400 4,400 Direct
2018-12-12 7,000 7,000 Direct
2019-12-07 8,000 8,000 Direct
2015-12-06 10,000 10,000 Direct
2019-06-01 36,363 200 Direct
Footnotes
  1. Option vests in 5 equal annual installments with beginning date indicated.
  2. Option expires in 5 equal annual installments with the final dated indicated.
  3. The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.